Continuous improvement of a compliance program requires robust auditing and testing. The Justice Department and regulatory agencies have articulated a number of key issues and principles to assist ...

On March 17, 2026, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) announced a settlement with U.S.-headquartered brokerage firm TradeStation Securities (TradeStation), ...

Most companies, big and small, are subject to an audit at some point. Auditors can focus on one or more areas, such as your financial statements, compliance, tax information or business operations.

Craig is the founder/CEO of compliance operations software company Hyperproof and an expert in the compliance, risk, and technology space. In today’s volatile environment, organizations need to have ...

The coronavirus pandemic has raised a number of questions about how to properly audit financial statements when internal controls have changed due to dramatic changes in an entity’s business volume ...

Today many companies recognize the desirability as well as the requirement to have an effective system of internal control. Yet, designing and implementing a cost-effective system of internal control ...

Petual, an AI-powered platform for audit and compliance, has raised $20 million from Andreessen Horowitz, First Round Capital, and Cowboy Ventures, among others, to transform internal audit and SOX ...

Software testing in regulated sectors requires more than speed. See how to integrate AI while preserving accountability and ...

The Institute of Internal Auditors designated May as Internal Audit Awareness Month. It is a time to recognize the value that internal audit brings to organizations. It is also an opportunity to ...