Reuters

'Elevated' risk of data leak from SEC surveillance tool, watchdog says

April 3 (Reuters) - A recent audit showed an "elevated" risk of a data leakage from the comprehensive market data surveillance system used by Wall Street's top regulator, according to a watchdog ...
JD Supra

SEC Reporting Parties Can Continue Following CFTC Reporting Rules When Reporting Security-Based Swap Data Until 2029

As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally granted under its 2019 Compliance Statement, security-based swap ...
Financial Advisor

Advisors Race To Comply With SEC Data Rule As Clock Ticks

Investment advisors are scrambling to turn sweeping new data protection rules into real-world compliance programs as the deadline approaches for them to comply with new Securities and Exchange ...

ADT data breach exposes customer information

ADT confirms a new data breach exposing customer names, phone numbers and addresses. The cybercrime group ShinyHunters claims ...